28 CA ADC § 1300.51.3
28 CCR s 1300.51.3
Cal. Admin. Code tit. 28, s 1300.51.3
CALIFORNIA CODE OF REGULATIONS
TITLE 28. MANAGED HEALTH CARE
DIVISION 1. THE DEPARTMENT OF MANAGED HEALTH CARE
CHAPTER 2. HEALTH CARE SERVICE PLANS
ARTICLE 3. PLAN APPLICATIONS AND AMENDMENTS
This database is current through 06/09/06, Register 2006, No. 23.
s 1300.51.3. Preparation and Amendment of Application for License As a
Health Care Service Plan Under Section 1300.51.
(a) General Instructions.
(1) Type the information requested in the English language using black
ribbon.
(2) Complete each item on the application, and type "N/A" in the right
hand margin for those items which are not applicable.
(3) Number each exhibit as specified in the item to which the exhibit
responds. If several exhibits are required under the same letter/number
designation, add a sequential letter or roman numeral as indicated in the
following example. Example: If Item Q-1 calls for copies of the specified
documents, an applicant employing three different documents would label
them as follows: Exhibit Q-1-a; Exhibit Q-1-b; Exhibit Q-1-c.
(4) Arrange all exhibits in sequential order. Attach a "tab" to the right
margin of the first page of each major exhibit or series of exhibits to
facilitate ready reference.
(5) Submit originals only when requested. Otherwise, submit clearly
legible mechanical reproductions.
(6) Submit requested information as an exhibit if the space provided in
the application form itself is insufficient. Use the procedure detailed in
Item (3), above, to indicate the exhibit number.
(7) Submit three complete copies of the original license application and
each amendment submitted prior to licensure to the Department's Sacramento
Office to the attention of the Health Plan Division Filing Clerk.
(b) Amendment of an Application.
(1) An amendment to application either before or after issuance of a
license must comply with Rule 1300.52. However, Rules 1300.52.1 and
1300.52.2 apply only after an applicant has been licensed.
(c) Updating Application Prior to Licensure. In addition to complying with
Rule 1300.52, an amendment to a pending application shall comply with the
following:
(1) Material changes (see Rule 1300.45(1)) to information previously
submitted in connection with an application (as amended to date) shall be
submitted as an amendment to the license application immediately, except
as provided in subsection (f) of Rule 1300.52.
(2) Nonmaterial changes to the information previously submitted in
connection with an application (as amended to date) may be accumulated and
shall be submitted as an amendment to the license application monthly or
within 30 days (or other period requested by the Director) of each such
change.
(3) Financial statements and calculations of tangible net equity
previously submitted in connection with an application (as amended to
date) shall be updated to an amendment to the license application which
shall consist of quarterly financial statements (see Rule 1300.84.2a(1),
(2), and (3)) and a calculation of applicant's tangible net equity as of
the closing date of such quarter, and shall be filed within 30 days after
the close of each quarter of applicant's fiscal year.
Note: Authority cited: Section 1344, Health and Safety Code. Reference:
Sections 1351 and 1352, Health and Safety Code.
HISTORY
1. New section filed 12-17-85; effective thirtieth day thereafter
(Register
85, No. 51).
2. Change without regulatory effect amending subsection (a)(7) filed
8-24-92;
operative 9-23-92 (Register 92, No. 35).
3. Change without regulatory effect amending subsection (a)(7) filed
4-4-2000
pursuant to section 100, title 1, California Code of Regulations (Register
2000, No. 14).
4. Change without regulatory effect amending subsection (c)(2) filed
7-18-2000
pursuant to section 100, title 1, California Code of Regulations (Register
2000, No. 29).
28 CA ADC s 1300.51.3
END OF DOCUMENT
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