5 CCR Appendix A

Cal. Admin. Code tit. 5, Appendix A

CALIFORNIA CODE OF REGULATIONS
TITLE 5. EDUCATION
DIVISION 3. TEACHERS' RETIREMENT SYSTEM
CHAPTER 1. TEACHERS' RETIREMENT SYSTEM
ARTICLE 11. STATE TEACHERS' RETIREMENT SYSTEM -CONFLICT OF INTEREST CODE
This database is current through 02/09/07, Register 2007, No. 6
Appendix A

Designated Positions .............................................
Disclosure
Categories
OFFICE OF GENERAL COUNSEL
Chief Counsel ..................................................... 1
Assistant Chief Counsel ........................................... 1
Staff Counsel (All Levels) ........................................ 1
Chief Auditor ..................................................... 1
Management Auditor (All Classes) .................................. 5

PLAN DESIGN AND COMMUNICATION BRANCH
Deputy Chief Executive Officer .................................... 1
System Actuary .................................................... 1
Staff Services Manager (All Levels) ............................... 5
Pension Program Managers (All Levels) ............................. 5
Communications Director ........................................... 5

ADMINISTRATION BRANCH
Deputy Chief Executive Officer .................................... 1
Staff Service Manager (All Levels) ................................ 5
Accounting Administrator (All Levels) ............................. 5
Director, Facilities Management,Planning and Services ............. 1
Business Services Officers (All Classes & All Levels) ............. 5
Associate Business Management Analyst ............................. 5
Analyst, Contract Office (All Classes) ............................ 1
Information Security Officer ...................................... 5

BENEFITS AND SERVICES BRANCH
Deputy Chief Executive Officer .................................... 1
Staff Services Manager (All Levels) ............................... 5
Pension Program Manager (All Levels) .............................. 5
Pension Program Supervisor ........................................ 5

INVESTMENT BRANCH
Principal Investment Officer ...................................... 1
Investment Officer (All Levels) ................................... 1
Associate Investment Officer ...................................... 1
Assistant Investment Officer ...................................... 1
Fiduciary Counsel ................................................. 1
Authorized Personnel of External Investment Managers
(consultant/contractor [FNa1]) - Equities ......................... 2
Authorized Personnel of External Investment Managers
(consultant/contractor [FNa1]) - Fixed Income ..................... 3
Authorized Personnel of External Investment Managers
(consultant/contractor [FNa1]) - Real Estate ...................... 4,5
Authorized Personnel of External Alternative Investment Managers
(consultant/contractor [FNa1]) .................................... 1
ENTERPRISE INITIATIVES AND TECHNOLOGY BRANCH
Deputy Chief Executive Officer .................................... 1
Chief Information Officer ......................................... 1
Data Processing Manager (All Levels) .............................. 5
Senior or Staff Information System Analyst (Supervisor) ........... 5

Consultants

[FNa1] Consultants shall be included in the list of designated
employees and shall disclose pursuant to the broadest disclosure
category in the code subject to the following limitation:

The Chief Executive Officer may determine in writing that a particular
consultant, although a "designated position", is hired to perform a range
of duties that is limited in scope and thus is not required to fully
comply with the disclosure requirements in this section. Such written
determination shall include a description of the consultant's duties and,
based upon that description, a statement of the extent of disclosure
requirements. The Chief Executive Officer's determination is a public
record and shall be retained for public inspection in the same manner and
location as this conflict of interest code.

Disclosure Categories

The following disclosure categories shall be subject to the terms,
definitions, and conditions of the standard Conflict of Interest Code and
any amendments thereto incorporated by reference in subparagraph (a) of
Section 22000 above. 1. Designated individuals in Category 1 must report:
All interests in real property, all investments, all sources of income,
including gifts, loans and travel payments, and all business positions in
business entities. 2. Designated individuals in Category 2 must report: a.
Investments in and income, including gifts, loans and travel payments,
from common and preferred stocks and equity equivalents, and b. Income,
including gifts, loans and travel payments, from and investments and
business positions in any business entity that provides stock or other
equity brokerage services. 3. Designated individuals in Category 3 must
report: a. Investments in and income, including gifts, loans and travel
payments, from fixed-income securities, and b. Income, including gifts,
loans and travel payments, from and investments and business positions in
any business entity that provides securities brokerage services. 4.
Designated individuals in Category 4 must report: a. Interests in and
income, including gifts, loans and travel payments, from real property,
and b. Income, including gifts, loans and travel payments, from and
investments and business positions in any business entity that provides
real estate brokerage services. 5. Designated individuals in Category 5
must report: Income, including gifts, loans and travel payments, from and
investments and business positions in any business entity of the type
which may contract with the California State Teachers' Retirement System
to provide services, supplies, materials, machinery or equipment to the
System.

OFFICIALS WHO MANAGE PUBLIC INVESTMENTS

It has been determined that individuals in the positions listed below are
officials who manage public investments, within the meaning of Government
Code Section 87200, and will file a Statement of Economic Interests under
Category 1:
Board Members
Representatives of Ex-Officio Board Members
Chief Executive Officer
Chief Investment Officer
Directors (All Programs) - Investment Branch
Individuals, including consultants, who, under contract, manage public
investments, within the meaning of Government Code Section 87200, shall
also file a Statement of Economic Interests under Category 1.

5 CCR Appendix A, 5 CA ADC Appendix A
1CAC

5 CA ADC Appendix A

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